- RUSSELL ROBERT RUIZ
- BENJAMIN EMIL HERRON
- JERRY A. LaCUES
- CATHERINE ANN MOSCARELLO
- ADAM RANALD FAIRBAIRN
- ALANA GERSHFELD
- SEAN CURTIS HICKEY
- FARI BARI NEJADPOUR
- TARA K. O’BRIEN
- JOSEPH JAMES REGO
- RUBEN DANIEL SANCHEZ
- MARVIN EZEQUIEL VALLEJO
- LOUIS JOSEPH FERRARA
The probation
of RUSSELL
ROBERT RUIZ [#123414], 59, of Santa Barbara was revoked, the previous stay of suspension was
lifted, he was suspended for three years and until he proves his
rehabilitation, and he was ordered to comply with rule 9.20 of the California
Rules of Court. The order took effect Dec. 2, 2012.
Ruiz did not
comply with probation requirements of a 2011 disciplinary order by withdrawing
from the Lawyer Assistance Program for attorneys with substance abuse or mental
health issues. He therefore didn’t provide proof to the bar’s probation office
that he completed the LAP.
In the
underlying matter, Ruiz was convicted of eight charges between 2004-06,
including making obscene phone calls, two DUIs, two felony counts of corporal
injury to his spouse, public intoxication, violating a domestic relations court
order and driving while suspended for a prior DUI. In mitigation, he
successfully completed the bar’s Alternative Discipline Program.
He also was
publicly reproved in 1997 for a felony DUI conviction, later reduced to a
misdemeanor. He had four prior misdemeanor DUI convictions in seven years and
five convictions in 12 years.
BENJAMIN
EMIL HERRON [#249172], 39, of Odessa, Texas, was suspended for two years, stayed, placed on two
years of probation with an actual 30-day suspension and he was ordered to take
the MPRE. The order took effect Dec. 6, 2012.
Herron did
not comply with the conditions of a 2010 public reproval: he failed to submit
two quarterly probation reports on time and he did not meet the requirements of
the Lawyer Assistance Program. The discipline was the result of a 2009 DUI
conviction which led to an agreement in lieu of discipline with the State Bar.
When he failed to meet its conditions, he was publicly reproved.
In
mitigation, Herron cooperated with the bar’s investigation and took steps to
demonstrate remorse.
JERRY A.
LaCUES [#77088], 62, of Chino Hills was
suspended for two years, stayed, and placed on three years of probation with an
actual 30-day suspension. The order took effect Dec. 6, 2012.
LaCues
stipulated that he failed to promptly pay out settlement funds as requested by
his client. While representing a married couple, he settled a construction defect
matter for $15,000. During the course of the case, his clients separated but
each agreed to accept $5,000 with the remainder to go to LaCues for attorney
fees.
Although
LaCues paid $5,000 to the wife, a dispute later arose between the couple,
resulting in a delay of the final payout. When the couple finally agreed that
$5,000 should go to the husband, LaCues did not distribute the money due to the
press of business in his office. He ultimately gave the husband $10,000,
forgoing his fee to make up for the delay.
In
mitigation, LaCues cooperated with the bar’s investigation and gave up his fee.
LaCues was
privately reproved in 2004 for failing to perform legal services competently
and he was suspended last year after admitting to two counts of misconduct in
two matters: he failed to perform legal services competently or maintain a
proper balance in his trust account.
CATHERINE
ANN MOSCARELLO [#216384], 46, of Irvine was suspended for one year, stayed, placed on one year of probation, and she
was ordered to make restitution. The order took effect Dec. 6, 2012.
Moscarello
stipulated that she failed to refund an advance fee to a client whom she
represented in negotiations with creditors. When the client moved to Indiana
and terminated Moscarello, the lawyer indicated she would refund the client’s
$1,200 fee. Despite several promises, she did not do so until she offered to
repay the client in installments of $300. At the time of the stipulation,
Moscarello had not made any repayments.
She also was
disciplined in 2011 for misconduct in eight matters, including failures to
perform legal services competently, refund unearned fees, return a client file,
communicate with clients or cooperate with the bar’s investigation, and she
improperly withdrew from representation.
In
mitigation, she cooperated with the bar’s investigation.
ADAM
RANALD FAIRBAIRN [#168204], 46, of San Miguel was suspended for three years, stayed, placed on
three years of probation with an actual two-year suspension and until he makes
restitution and proves his rehabilitation, and he was ordered to take the MPRE
and comply with rule 9.20 of the California Rules of Court. The order took
effect Dec. 19, 2012.
The State Bar
Court found that Fairbairn collected an illegal fee, did not refund the fee and
committed an act of moral turpitude.
He was hired
by the executor of an estate who was the niece and caretaker of the woman who
died. The aunt’s two children were the beneficiaries of her estate, which
included mineral rights and oil and gas leases. The niece was not a beneficiary
of the estate.
The State Bar
Court believed the niece wanted to figure out a way to obtain some of the
mineral rights since she had been her aunt’s caretaker. Fairbairn told her it
would cost $20,000 to probate the estate and he asked the beneficiaries to
contribute $10,000 each. He told them if they did not pay their portion of the
fees, they needed to agree to transfer one-third of each of their interest in
the estate to the niece, who would bear the cost of probate.
The son
pulled money out of his 401(k) plan to cover the fee, but the sister was not
able to come up with $10,000 and at Fairbairn’s request assigned one-third of
her interest in the mineral rights to the niece.
Although
Fairbairn filed a probate petition, he never asked the court for permission to
be compensated nor did he obtain a court order for attorney’s fees, as
required. A few weeks after filing the probate, he notified the court he was
suspended by the bar after being convicted of three felonies. (He fired a
rifle into the air when two people attempted to repossess his car and was
convicted of two counts of assault with a firearm with enhancements for
personal use of a firearm, one count of discharge of a firearm with gross
negligence and one count of misdemeanor brandishing a firearm.)
The niece
later told the court she could not continue with the probate because Fairbairn
was in the San Luis Obispo County Jail. She asked that the probate be
dismissed. She informed the daughter that the court granted the dismissal
because the value of the estate did not meet the minimum requirements for
probate in California. She also waived reimbursement of her costs associated
with being executor of the estate and said the agreement that would have
granted her a one-third interest in the daughter’s mineral rights was null and
void.
The son asked
Fairbairn to refund his $10,000, but Fairbairn refused, saying he had earned
the fees. He claims to be responsible for a $700 check issued to the son by an
oil company.
The bar court
found that in addition to charging and not refunding an illegal fee, Fairbairn
committed acts of moral turpitude by falsely telling the son he had to pay a
$10,000 advance fee or transfer one-third of his portion of the estate.
In
mitigation, he presented evidence of his good character and has performed
community work.
ALANA
GERSHFELD [#196454], 45, of West Hollywood was suspended for one year, stayed, placed on three
years of probation with an actual 90-day suspension and she was ordered to take
the MPRE and comply with rule 9.20 of the California Rules of Court. The order
took effect Dec. 19, 2012.
Gershfeld
stipulated to four counts of misconduct in two matters.
In a personal
injury matter, she filed a lawsuit but failed to attend three hearings and the
case was dismissed for lack of prosecution. Her client tried to call her at
least 12 times for an update, but she didn’t return his calls. Although she
filed a motion to set aside the dismissal, acknowledging that it was her fault,
and the motion was granted, Gershfeld did not appear at a subsequent case
management conference and the matter was dismissed a second time.
She
stipulated that she failed to perform legal services competently or respond to
her client’s status inquiries.
Gershfeld
settled a second matter for $15,000, deposited the check in her client trust
account and issued two $5,000 checks to her client and to herself for fees. The
remainder was to pay the client’s medical expenses, but she did not do so or
talk to her client, even after he filed a complaint with the bar. She ultimately
paid three medical providers
$3,575 and gave the client the remaining $1,425 balance.
In mitigation,
Gershfeld had no prior discipline record.
SEAN CURTIS HICKEY
[#159116], 51, of Fremont was suspended for three years, stayed, placed on three years of probation with
an actual nine-month suspension and he was ordered to comply with rule 9.20 of
the California Rules of Court. The
order took effect Dec. 19, 2012.
Hickey
admitted that he violated the terms of a 2010 probation by failing to meet with
a State Bar probation officer or file two quarterly probation reports. In that
matter, he was suspended after stipulating to nine counts of misconduct in two
matters.
He also was
disciplined in 2011 for failing to perform legal services competently, refund
unearned fees or return a client file.
In
mitigation, he cooperated with the bar’s investigation and displayed remorse.
FARI
BARI NEJADPOUR [#216925], 50, of Los Angeles was suspended for three years, stayed, placed on
four years of probation with an actual two-year suspension and until he proves
his rehabilitation, and he was ordered to comply
with rule 9.20 of the California Rules of Court. The order took effect Dec. 19, 2012.
Nejadpour
stipulated to four counts of misconduct in two matters.
A couple paid
him an advance fee for legal work related to adoption of their foster children.
Shortly after Nejadpour was hired, the husband died and the wife hired
Nejadpour for an additional $10,000 to probate the estate. California court
rules prohibit lawyers from accepting advance fees in a probate matter until
approved by the court. Although Nejadpour did a little work, he did nothing to
advance the probate and it could not be completed. The wife hired a new lawyer,
who asked Nejadpour to refund the advance fee, which he did not do for nearly
two years. The new lawyer completed the probate and the court expressly denied
Nejadpour’s $10,000 fee.
He stipulated
that he collected an illegal fee and failed to refund advance fees or perform
legal services with competence.
In the second
matter, Nejadpour sued someone in 2007 for personal injuries arising from an
alleged physical altercation at a courthouse. During the 2010 trial, Nejadpour
said he had never admitted to making misrepresentations in court. However, in a
2009 stipulation with the State Bar, he admitted committing three acts of moral
turpitude by concealing
material facts in a dissolution from the parties and from the superior court
overseeing the dissolution. The judge found for the defendant in the personal
injury matter, and found that Nejadpour
had made misrepresentations. He stipulated that his conduct involved moral
turpitude.
In the 2009
stipulation, Nejadpour concealed
facts about the nature of his relationship with the realty company which was owned
by his wife.
In
mitigation, he cooperated with the bar by entering into a stipulation.
TARA K.
O’BRIEN [#261864], 32, of Mountain View was
suspended for one year, stayed, and was placed on two years of probation with
an actual 90-day suspension. She received credit for three months of inactive
enrollment in 2011. The order took effect Dec. 19, 2012.
O’Brien
successfully completed the Alternative Discipline Program after seeking help
for her mental health issues. She stipulated that she was convicted of
misdemeanor trespass after being charged with petty theft for shoplifting two
shirts at a Macy’s in San Diego. The shirts were valued at less than $400. She
paid a $325 civil penalty.
In
mitigation, she cooperated with the bar’s investigation and was suffering from
mental health issues at the time.
JOSEPH
JAMES REGO [#163183], 56, of San Diego was
suspended for one year, stayed, placed on two years of probation with an actual
30-day suspension and he was ordered to take the MPRE. The order took effect
Dec. 19, 2012.
Rego
stipulated to two counts of misconduct while handling a conservatorship. After
the sale of the conservatee’s house in San Diego, the matter was transferred to
Riverside County. Three years later, the conservatee died but Rego did not complete
the matter in a timely fashion. As a result, a public conservator was appointed
and won sanctions totaling $25,000 against Rego. He was ordered to pay that
amount within 30 days but had not done so at the time of the stipulation.
Rego admitted
he disobeyed a court order and failed to perform legal services competently.
In
mitigation, Rego had no discipline record and he cooperated with the bar’s
investigation.
RUBEN
DANIEL SANCHEZ [#164298], 53, of Indio was suspended for two years, stayed, placed on three years of probation with a
six-month actual suspension and he was ordered to take the MPRE within one
year. He received credit for 10 months of inactive enrollment. The order took
effect Dec. 19, 2012.
Sanchez
successfully completed the Alternative Discipline Program for lawyers with
substance abuse and mental health issues. He stipulated to misconduct in three
separate matters involving five cases. He admitted he aided an individual or
entity in the unauthorized practice of law, improperly withdrew from employment
and engaged in the unauthorized practice of law, and he failed to perform legal
services competently, communicate with clients, refund unearned fees or keep
his membership records current.
Sanchez has a
prior record of discipline and paid sanctions and made restitution. In
mitigation, he cooperated with the bar’s investigation.
MARVIN
EZEQUIEL VALLEJO [#269561], 30, of Los Angeles was suspended for one year, stayed, placed on three
years of probation with an actual 30-day suspension and he was ordered to take
the MPRE. The order took effect Dec. 19, 2012.
Vallejo
stipulated that he was convicted in 2011 of two counts of violating a
restraining order, a misdemeanor that does not involve moral turpitude.
While a law
clerk at a Los Angeles law firm, Vallejo befriended a woman whom he
“continuously and persistently” contacted despite her efforts to have no
contact with him outside work, according to the stipulation. After he became a
lawyer and worked for another firm, the contacts continued and Vallejo
eventually was told not to come to the law offices. The woman obtained a
restraining order against Vallejo, who continued to send her emails. The woman
reported him to the police and he was charged with four misdemeanors.
Vallejo
pleaded no contest to two counts, received 36 months of probation including 30
days of Caltrans work, was fined $100 and received a stay away order of 100
yards.
Although
Vallejo said he takes responsibility for his actions, he has characterized his
misconduct as “poor judgment” and “has failed to recognize the seriousness of
violating the court stay away order,” according to the stipulation. He said the
victim “overreacted” and his misconduct was not violent. However, Vallejo also
pursued a fellow student during law school.
In
mitigation, he cooperated with the bar’s investigation and is remorseful.
LOUIS
JOSEPH FERRARA [#73345], 66, of Littleton, Colo., was suspended for three years, stayed, placed on
three years of probation with an actual two-year suspension and until he proves
his rehabilitation, and he was ordered to take the MPRE and comply with rule
9.20 of the California Rules of Court. The order took effect Dec. 28, 2012.
Ferrara
stipulated to five counts of misconduct stemming from practicing law while
suspended for five years for non-payment of bar dues and non-compliance with
MCLE regulations. Nonetheless, from mid-2005 to mid-2011, he worked as a field
attorney for the National Labor Relations Board, investigating cases and
handling trial assignments. He held himself out as licensed and authorized to
practice law, including signing certifications of active bar membership that he
delivered to the NLRB. He admitted he knew his certifications were false. In
2011, he was removed from his position for
failure to maintain an active license to practice law and misrepresentation.
While he was
still working for the NLRB, Ferrara was secretary-treasurer for three years of
his office’s local chapter of
the NLRB Union Local 27, and was responsible for the union’s bank account and
had the authority to disburse funds. He made cash withdrawals of union funds
totaling $1,200 and used the money to pay personal expenses. He eventually
admitted the misappropriation to the union and repaid the funds.
Ferrara stipulated that
he practiced law in a jurisdiction where he was permitted to practice, and he
committed acts of moral turpitude by filing false certifications, holding
himself out as a lawyer when he was suspended and misappropriating union funds.
He also failed to maintain current membership records with the State Bar.
In mitigation, he had
no prior discipline record and he cooperated with the bar’s investigation.
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