- SUSAN LUCILLE HORNSBY
- WAYNE MARTIN FONG
- JAMES WILLIAM BRAVOS
- JAMES ROBERT PATTERSON
- ROBERT YUN LEE
- SAMUEL LEE HART
- BARRY LEE McCOWN
- ALEXANDER FU-PING SUN
- PHILIP ERIC MYERS
- TANMAY PRAMOD MISTRY
- STEVEN JAY STANWYCK
- FRANK MARTIN ENNIX III
- RICHARD HAMM
- JAMES WOODROW NELSON
- BENJAMIN ROBINSON
- STEVEN TSION MENDELSOHN
SUSAN
LUCILLE HORNSBY [#216920], 57, of Alto, Texas, was disbarred Jan. 27, 2012, and was ordered to
comply with rule 9.20 of the California Rules of Court.
Hornsby
stipulated to disbarment as the result of her failure to comply with the conditions
of a 2010 public reproval. She did not contact the State Bar’s probation office
within 30 days, provide proof of attendance at eight self-help meetings per
month, submit alcohol and drug screening reports or keep her address current
with the bar.
Although
Hornsby was aware the bar was not seeking her disbarment, because she no longer
wishes to practice law in California and has no plans of returning to the
state, she stipulated to disbarment.
WAYNE
MARTIN FONG [#158172], 49, of Tustin was disbarred Jan. 27, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
While
employed as associate counsel and vice president of Fidelity National Title
Group Inc., Fong diverted $500,000 of the banks funds into several bank
accounts under various fictitious business names that he controlled and then
converted the funds for his own use. When the bank discovered his actions, it
sued him. The parties reached a confidential settlement under which Fong made a
lump sum payment of $100,000 and is required to pay an additional $400,000 to
Fidelity National over the next 30 years.
In
mitigation, he had no discipline record, took responsibility for his actions
and had a gambling disorder. He is now enrolled in a rehabilitation program.
JAMES
WILLIAM BRAVOS [#138097], 56, of San Diego was disbarred Jan. 27, 2012, and was ordered to make restitution and comply
with rule 9.20 of the California Rules of Court.
In a default
proceeding, the State Bar Court found that Bravos committed 12 counts of misconduct
in three matters, including failures to perform legal services competently,
advise clients of significant developments, promptly refund unearned fees, obey
court orders and account for client fees, Bravos also represented clients with
potential conflicts, collected an illegal fee and committed acts of moral
turpitude, the court found.
He
represented the husband and the wife in a divorce without obtaining a waiver
for the potential conflict of interest. He delayed filing the petition (listing
the wife as the petitioner) for four months and then tried to file a response
for the husband. He missed hearings, did not tell his client about hearings or
that the court threatened to dismiss the petition, didn’t complete the divorce
and didn’t report a $1,500 sanction to the bar within five days.
In a second
matter, he charged a client an illegal fee and practiced law while suspended.
He didn’t refund the client’s advance fee.
Another
client paid Bravos a $1,500 advance fee to negotiate her tax liability. A year
later, he said he would begin negotiations with the IRS, but he never did so or
took any steps to secure an agreement with the tax agency. He continually told
the client he was working on her matter.
The IRS
filed a federal tax lien against the client and told her to respond and request
a hearing. Although Bravos indicated he had requested an extension of the
deadline, he did not contact the IRS further and took no steps to negotiate on
his client’s behalf.
Bravos has
been disciplined twice previously. He was placed on probation in 2006 for
misconduct including failures to perform legal services competently, report
sanctions or obey a court order and for commingling funds in his client trust
account. His probation was revoked in 2008 for not complying with many probation
conditions, including making restitution to a former client.
In
recommending disbarment, Judge Donald Miles wrote of Bravos: “All of his
misconduct in the three pending matters took place while he was on disciplinary
probation, which included as a condition that he comply with his professional
obligations. He has practiced law even when he was aware that he was not
eligible to do so. He has continued to hold funds belonging to his clients,
even after these proceedings were initiated. And now he has apparently elected
to ignore the trial of the instant case, despite his obligation to appear for
it.”
JAMES
ROBERT PATTERSON [#171580], 47, of San Diego was disbarred Feb. 4, 2012, and was ordered to make
restitution and comply with rule 9.20 of the California Rules of Court.
In a default
proceeding, the State Bar Court found that Patterson committed 25 acts of
misconduct in nine client matters, including nine counts of moral turpitude and one for advising a client to lie. In addition, he failed to perform legal services
competently, return unearned fees, release a client file, maintain a current
address with the bar or cooperate with the bar’s investigation, and he
improperly withdrew from representation. Although Patterson submitted his
resignation to the bar in 2009, the Supreme Court rejected it.
He
originally worked for an immigration lawyer and when he left 12 years later, he
took case files without the other lawyer’s agreement. All the matters that led
to Patterson’s disbarment were immigration cases.
In one
matter, for example, a client hired Patterson to appeal a denied application
for cancellation of removal. After the appeal was denied, the client married a
U.S. citizen and Patterson advised her that she could apply to immigrate
through her husband without having to leave the country. However, he never
filed a petition on her behalf, although he repeatedly told the client he had
done so. The client ultimately was arrested and removed to Mexico.
When she
returned later, Patterson prepared a petition that stated under penalty of
perjury that the client was living in Mexico; he advised the client and her
husband to sign the petition on different dates to create the appearance that
she still lived in Mexico. Patterson never filed the petition.
He
misappropriated money belonging to two clients and failed to refund unearned
fees to three others. He was ordered to make restitution to four clients
totaling $5,555, plus 10 percent interest.
ROBERT
YUN LEE [#213848], 38, of Los Angeles was disbarred Feb. 9, 2012, and was ordered to make restitution and comply with
rule 9.20 of the California Rules of Court.
Lee
stipulated that he misappropriated $24,928 of his client’s funds, committing an
act of moral turpitude.
He
represented a mother and her minor child in a personal injury case -- on a 50
percent contingency fee basis -- against their landlord, arising out of their
exposure to toxic mold and mildew at their residence. Lee obtained a $40,000
settlement, but did not pay the doctor and allowed the balance in his account
to drop below the required amount. He stipulated that he misappropriated
$24,928 of the mother’s settlement funds. He repaid some but still owes $9,500.
Lee has been
disciplined three times previously: he was publicly reproved in 2008, placed on
probation in 2008 for failing to comply with conditions of the reproval, and in
2011, he was suspended after a conviction for misdemeanor battery.
In
mitigation, he cooperated with the bar’s investigation.
SAMUEL
LEE HART [#66135], 68, of West Hills was disbarred Feb. 9, 2012, and was ordered to make restitution and comply with
rule 9.20 of the California Rules of Court.
Hart
stipulated to eight counts of misconduct in two matters, including
misappropriating $201,081.70 from a client. In that matter, he represented the
administrator of an estate, and filed an accounting of $441,976.83 from the
sale of a home and a piece of desert real property valued at $1,500. He was
required to maintain more than $200,000 in his client trust account for one of
the beneficiaries, but he never gave the man any money and allowed the balance
of his trust account to fall to $31.36. He never accounted for the funds and
did not respond to either a new lawyer for the beneficiary or a bar
investigator.
In the
second matter, Hart received two checks for a client − for $8,317.26 and
$256.81 − but did not provide any funds to the client. Hart
misappropriated $8,542.71, committing an act of moral turpitude.
Hart was
disciplined in 1993. In mitigation, he cooperated with the bar by resolving the
issue early.
BARRY
LEE McCOWN [#89603], 59, of Bakersfield was
disbarred Feb. 9, 2012, and was ordered to make restitution and comply with
rule 9.20 of the California Rules of Court.
McCown
stipulated to five counts of misconduct in three matters.
While
serving as the “special trustee” for an “operative trust,” he did not provide a
trust accounting but took fees of more than $24,000 although the trust forbade
him from doing so. He breached his fiduciary duties, committing an act of moral
turpitude. He disobeyed a court order by failing to account for money in the
trust.
McCown also
did not complete a living trust for two people who paid a $1,000 fee and signed
and provided various documents. He also did not cooperate with the bar’s
investigation of a complaint filed by a Kern County judge.
The
stipulation states that McCown’s behavior “is analogous to that situation when
the member is culpable of willful misappropriation of entrusted funds.”
McCown was
disciplined in 1992. In mitigation, he acted in good faith, suffered a heart
attack and had serious financial problems.
ALEXANDER
FU-PING SUN [#149437], 59, of Arcadia was summarily disbarred Feb. 10, 2012, and was ordered to comply with rule 9.20
of the California Rules of Court.
He was convicted
in 2009 of insurance fraud, a crime that meets the criteria for summary
disbarment because it is a felony involving moral turpitude. Sun was placed on
interim suspension Nov. 13, 2009.
He also was
suspended and placed on probation in 2005 after stipulating that he he failed
to maintain client funds in his trust account and misappropriated at least
$21,908 that he was holding in trust for two people.
PHILIP
ERIC MYERS [#77543], 60, of Pasadena was
disbarred Feb. 11, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
In a default
proceeding, the State Bar Court found that Myers committed four acts of
misconduct as the trustee of a revocable trust, from which he misappropriated
at least $89,021.04, breaching his fiduciary duty.
Myers
became the trustee of the Buckalew Trust in 2001 and transferred money in and
out of the trust account for several years. He wrote checks to his ex-wife
($4,275), his daughter in England ($20,000)
and CompUSA ($1,845) from the account, and transferred some other client funds
into the account. When a home owned by the trust was sold, proceeds totaling
$95,721 were deposited in the trust account. Just under $6,700 was disbursed to
two beneficiaries, one with a cognitive disability who received assistance from
a nonprofit organization that helped pay his bills.
Bar
court Judge Richard Platel found that when the account was closed, it held a
balance of $176.84. With the exception of the $6,690 that went to the
beneficiaries, no money was disbursed for the benefit of the trust or its
beneficiaries. Platel said Myers breached his fiduciary duties to the trust and
misappropriated at least $89,021. He also did not maintain complete records of
trust funds and didn’t respond to requests for an inventory of the trust’s
assets or an accounting of its funds.
Although
Myers practiced law for 29 years without any discipline, his record was not
compelling enough to outweigh “his very serious misconduct.”
Myers
“abandoned his fiduciary duties that he owed to the Buckalew Trust and its
beneficiaries and has offered no explanation regarding the misappropriation of
at least $89,021.04,” Platel wrote.
TANMAY PRAMOD MISTRY [#251425], 32, of Hacienda Heights was disbarred Feb. 11, 2012, and was ordered to
make restitution and comply with rule 9.20 of the California Rules of Court.
The
State Bar Court found that Mistry committed 13 acts of misconduct, including
failures to perform legal services competently, promptly return unearned fees
or communicate with clients. He also committed acts of moral turpitude. The
misconduct stemmed from Mistry’s loan modification representation of mostly
Spanish-speaking, unsophisticated clients.
He was
associated with a loan modification business known variously as Safehaven,
Protection Familiar Plus, Your Dreams Come True Investments and Home Loan
Negotiators. The business was owned and operated by nonlawyers. When clients
complained that Safehaven took their money without doing any work, and it
appeared that Safehaven operated under Mistry’s name, law enforcement contacted
him. Mistry denied knowing about the loan modification operation, said he
didn’t have a business relationship with Safehaven and claimed to be a victim
of identity theft.
Eventually,
Mistry admitted he authorized Safehaven to use his name as an attorney and to
use his signature. In exchange, he received $4,000 a month. He provided the bar
with a list of 549 clients obtained through Safehaven and rescinded his claim
of identity theft.
Safehaven had a practice of filing fraudulent grant deeds
granting a 5 percent interest in the loan modification client’s property to one
or more fictitious individuals. The company also filed bankruptcies on behalf
of loan modification clients, sometimes without their permission. In some
cases, it used the fraudulent grant deeds to further bankruptcy fraud.
Safehaven also had a practice of charging clients to prepare bankruptcy
petitions and then filing the petitions in pro per without disclosing to the
bankruptcy court the fees paid to Safehaven for the preparation of the
petition.
Although Mistry knew about the company’s practices, he did
nothing about it. Judge Lucy Armendariz, who said Mistry’s testimony lacked
credibility, said he does not accept responsibility for his actions and “calls
his victims perpetrators who knowingly participated in the grant deed and
bankruptcy fraud.” The judge also said Mistry said he had no duty to be honest
with investigators because he was not under oath. He argues there is nothing
for him to refund or account for since he did not personally ever receive the
clients’ funds.
In recommending his disbarment, Armendariz wrote that Mistry
“sold his law license and, in so doing, caused significant harm to vulnerable,
desperate clients, the public and the administration of justice. And he still
does not understand that he did that.”
STEVEN
JAY STANWYCK [#48728],
66, of Santa Monica was
disbarred Feb. 11, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
The
State Bar Court’s review department upheld a hearing judge’s decision and found
that Stanwyck maintained unjust actions in state and federal courts for more
than five years. He was declared a vexatious litigant in 2002 and was
sanctioned by the 9th U.S. Circuit Court of Appeals for abusing the judicial process. A bar hearing
judge found him unfit to practice and recommended that he be disbarred.
Stanwyck
sought review, arguing that the bar did not present convincing evidence of his
misconduct and asking that the hearing judge’s decision be reversed.
He
represented United Computer Systems (UCS) in protracted litigation against
several parties, including AT&T, Lucent Technologies and NCR. In 2001,
AT&T won a motion to declare Stanwyck a vexatious litigant after he filed
several unsuccessful lawsuits. A superior court found that in addition to
filing the actions, he “repeatedly re-litigated issues, filed unmeritorious
pleadings and engaged in frivolous tactics solely intended to cause unnecessary
delay,” according to the review panel. It found he maintained an unjust action
in state court.
The
panel also found he did the same in federal courts. A district court declared
Stanwyck a vexatious litigant for maintaining five actions over seven years,
many involving meritless appeals and attempts to re-litigate prior decisions,
and it found he abused the judicial process. He appealed to the Ninth Circuit,
filing several additional motions there. That court affirmed the district court
and imposed sanctions of $16,000 in attorney fees against Stanwyck for abusing
the judicial process.
In
recommending Stanwyck’s disbarment, the panel wrote, “Despite countless
opportunities to conform his behavior to the ethical demands of the profession,
Stanwyck chose instead to continue his meritless litigation. We are troubled
that he fails to realize that his actions go beyond zealous advocacy, and
believe he will continue abusing the legal system.”
FRANK
MARTIN ENNIX III [#40459], 76, of Oakland was
disbarred Feb. 23, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
Ennix
stipulated to six counts of misconduct in four matters, including failure to
submit on time a rule 9.20 compliance declaration stating that he notified his
clients, opposing counsel and other interested parties of his suspension. He
did not submit a corrected declaration, as ordered by the court. Failure to
comply with the rule is grounds for disbarment.
In a
personal injury case, he represented three passengers and the driver of a car
involved in an accident. The parties had potentially conflicting interests but
Ennix did not obtain their informed written consent.
In
another personal injury case, Ennix’s paralegal sent a demand letter for
$24,000 on behalf of his client. Another paralegal told the client the case would
settle soon. When the insurer offered to settle for $1,500, Ennix said he did
not understand that a monetary offer had been made. He did not transmit the
offer to the client or respond to it and the insurer closed the file. Ennix
stipulated that he failed to perform legal services competently or keep a
client informed of significant developments in his case.
When he
settled another personal injury case, he told the client he would take care of
her medical bills. He did not do so, however, and the matter went to
collection. An attempt to pay the client’s doctor failed because he wrote a
check against insufficient funds, although he provided a cashier’s check for
$1,000. He stipulated that he failed to perform legal services competently or
promptly pay out client funds.
Ennix
has been suspended three times previously. In mitigation, he cooperated with
the bar’s investigation.
RICHARD
HAMM [#61401], 65, of San Jose was disbarred Feb. 23, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
The
State Bar Court found that Hamm failed to comply with probation conditions
attached to two disciplinary orders. He failed to provide monthly screening
reports to the probation office, used alcohol three times and did not submit
quarterly probation reports on time. He also practiced law while suspended,
committing an act of moral turpitude, by appearing at a case management
conference. He declared under penalty of perjury in a probation report that he
complied with the State Bar Act, when in fact he had practiced while suspended.
In addition, Hamm used his client trust account to pay personal expenses.
Hamm has
been disciplined three times previously. In mitigation, he cooperated with the
bar’s investigation, demonstrated remorse and enrolled in the Lawyer Assistance
Program, and no one was harmed by his actions.
In
recommending Hamm’s disbarment, Judge Pat McElroy wrote, “It appears that
respondent does not take his ethical duties seriously although he has been
given ample opportunity to demonstrate otherwise. The court cannot take another
chance on respondent at this time.”
JAMES
WOODROW NELSON [#74830], 71, of Salinas was disbarred Feb. 23, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
Nelson
sought review of a hearing judge’s disbarment recommendation for misconduct in
two matters. A three-judge review panel upheld the hearing judge’s finding that
Nelson represented a party without any authority and sought to mislead the
bankruptcy court by making false statements in the first matter. In the second,
it found he misappropriated more than $17,000 and failed to promptly pay client
funds.
Nelson
purchased a Salinas newspaper for $1,500 and agreed to hold the owner
harmless from all creditors’ claims. However, he never paid the owner, Bellah
LLC, or the paper’s creditors and didn’t finalize the purchase of the paper.
When Nelson filed a bankruptcy on behalf of Bellah, he claimed to own the
company and listed a commercial property as an asset of the bankruptcy estate.
According to the review department, he “intended to utilize the bankruptcy
proceeding as a means of obtaining Bellah’s assets,” including the commercial
property he valued at $800,000.
Nelson
filed various pleadings and documents asserting that he was Bellah’s attorney,
CEO and owner. The case was dismissed after the opposing counsel argued that
Nelson had no connection to Bellah and had no authority to file the bankruptcy
petition. In his response, Nelson falsely stated that he represented Bellah.
In a
second matter, he filed bankruptcy for a client who was entitled to receive
more than $17,000 from the proceeds of the sale of a residence. He never gave
the client the money and claims he is owed $5,945 in attorney’s fees, an
argument the court rejected. It found he allowed the balance in his trust
account to fall below the required amount, committed an act of moral turpitude
by misappropriating $17,255.60, and did not promptly pay out client funds.
In
recommending Nelson’s disbarment, Judge JoAnn Remke wrote, “his misconduct was
egregious and consisted of many improper acts, most of which manifested
dishonesty.”
BENJAMIN
ROBINSON [#107550], 70, of Marina del Rey was
disbarred Feb. 23, 2012, and was ordered to comply with rule 9.20 of the
California Rules of Court.
The
State Bar Court found that Robinson committed eight acts of misconduct in two
cases, including misappropriating client funds.
In the
first matter, he represented the defendant in a wrongful termination case, but
he failed to respond to many motions and orders to compel and his client was
sanctioned $1,540. At another point, the court sanctioned Robinson and his
client $2,410. Robinson filed a declaration that included a motion that he be
awarded sanctions for having to file an opposition to the other side’s motion.
He
didn’t inform the client that the court had entered numerous orders against him
and after he was fired, he did not return the file for several months. He was
on disability for part of the representation due to migraines. The court found
that he failed to perform legal services competently, inform a client of
significant developments in his case or release a file.
Another
client paid Robinson $10,000 as an advance fee and $5,000 for deposition costs,
filing fees and other costs. He deposited the funds in his client trust
account. By failing to file an opposition to the defendant’s motion for summary
judgment, as ordered by the court, and continually failing to do so, he failed
to perform competent legal services or obey a court order. The judge
specifically told him to inform his client of “the perilous position in which
he has been placed due to his counsel’s conduct,” but Robinson did not even
tell the client about the order.
Robinson
also did not tell the client that a judgment was entered against him and he
misappropriated $4,850 the client provided for costs.
Robinson
has been disciplined twice previously, in 1998 and 2010. The bar court found
that he displayed a lack of candor in his trial and continues to blame others
for his misconduct.
In
mitigation, he cooperated with the bar’s investigation and offered testimony
about his good character.
In
recommending Robinson’s disbarment, Judge Donald Miles pointed to the
misappropriation of client funds for personal reasons, adding, “his dishonesty
with the court about that misappropriation and his demonstrated disregard for
his obligations to his clients and the courts causes this court to be
significantly concerned that his misconduct will continue in the future.”
STEVEN
TSION MENDELSOHN [#99952], 61, of San Francisco was disbarred Feb. 29, 2012, and was ordered to
make restitution and comply with rule 9.20 of the California Rules of Court.
He
stipulated to five counts of misconduct in two matters that involved US Legal,
a firm owned by nonattorneys that filed predatory lender lawsuits on behalf of
homeowners who paid advance attorney’s fees monthly to the firm. US Legal hired
outside lawyers and paid them $250 per month.
A client
who paid US Legal $10,000 was represented by Mendelsohn, but he did no work
after filing the initial complaint, and he did not respond to the client’s
emails or refund his fee. He also stipulated that he shared fees with
nonlawyers. Mendelsohn also filed a lawsuit for a second client but did no
subsequent work. He received no fees in that matter.
Mendelsohn
stipulated that he failed to perform legal services competently, refund
unearned fees or communicate with a client and he split fees with
nonattorneys. His behavior caused significant harm to his clients.
In
mitigation, he had no prior discipline record, cooperated with the bar’s
investigation, displayed remorse and suffered from extreme emotional and
physical problems.
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